Topics Under Tag: "securities regulations"

Investment Company Act of 1940

Crowdfunding and The Investment Company Act of 1940

Mark Roderick | May 28, 2017

One of the bugbears of investment crowdfunding is the fact that the laws do not allow special purpose vehicles—legal structures that allow investors to be pooled into a single entity, which streamlines investor communications and management. You also cannot crowdfund an investment fund. That said, there are exceptions to every rule. Real estate crowdfunding platforms […]

Advertising Rules for Title III Crowdfunding Are More Flexible Than You May Think

Scott Purcell | May 10, 2016

Like most legislation, Regulation Crowdfunding, aka Title III of the JOBS Act, was a compromise. The final bill and the subsequent rules written by the Securities & Exchange Commission attempted to balance competing views on the best way to increase access to capital for the nation’s small businesses while protecting investors. One result of that […]